Report type overview

Use Diligent Equity to generate different reports from the navigation bar. Capitalization reports can be created in both Excel or PDF formats.

Note

With the exception of the Summary capitalization table in the Basic tab, reports will not contain formulas.

For information on how to create a report go to Create a report.

Basic reports

Report Name	Report Type	Details Included
Capitalization Overview Report	Summary Report	Shares per round class and summary of Option Plan
Summary Capitalization Table	Detailed Report	Full cap table details by shareholder, round summary, round settings, and convertible note details
Summary Capitalization Table on a Per Investor Basis	Detailed Report	Full cap table details by shareholder, Including Options, round summary, round settings, and convertible note details
Equity Ledger	Detailed Report	Share ledger by class and includes all transactions to date
Pool Summary and Grants	Detailed Report	Basic Option Plan summary with individual grant details
Detailed Pool and Grants	Detailed Report	Individual grant details only
Shareholders with Administrative Details and Shares	Summary Report	All shareholders with basic administrative details
Single Shareholder Report	Detailed Report	All holding information for an individual shareholder with administrative details
Investment and Capitalization History	Summary Report	Investment round details by class
Investment Terms	Summary Report	Investment round settings by class and includes liquidation preferences and anti-dilution protections
Investment Terms by Shareholder	Detailed Report	Individual investment terms by shareholder for each investment
Convertible Notes Summary Report	Summary Report	Convertible Note details

Report Name	Report Type	Details Included
Summary Capitalization	Summary Report	Share class summary
List Certificates	Detailed Report	Issued certificate details
Historical Preferred Stock Price	Detailed Report	Stock price by class details
Preferences Summary	Detailed Report	Liquidation preferences by shareholder and issuance

Report Name	Report Type	Details Included
Option Plan Summary	Summary Report	Option plan summary with parameters
Option Grants List	Detailed Report	List of all option grants with details (filter prior to download)
Option Ledger	Detailed Report	Equity Plan transactions during a defined period (filter prior to download)
Warrant List	Detailed Report	Warrant details by holder
Pool Summary and Grants	Detailed Report	Basic Option Plan summary with individual grant details
Detailed Pool and Grants	Detailed Report	Individual grant details only
Exercised Report	Detailed Report	All Option Plan exercise transactions during a defined period (filter prior to download)
Option Vesting Summary List	Detailed Report	All vesting dates and amounts for each grant in Option Plan

Report Name	Report Type	Details Included
List Shareholders	Summary Report	Shareholder names and ownership amounts (filter prior to download)
Single Shareholder Status	Detailed Report	All holding information for an individual shareholder with administrative details
Shareholders Investment	Detailed Report	Investment details by shareholder, with dates, and round summary information

Report Name	Report Type	Details Included
Rule 701 Compliance	Detailed Report	701 Compliance report results for a defined period
Investment and Capitalization History	Summary Report	Investment round details by class
Fair Market Values	Summary Report	FMVs by date